SAYANTAN MAITY
Gurgaon
Summary
Professional with strong background in financial compliance and transaction monitoring. Well-versed in identifying suspicious activity and ensuring adherence to regulatory standards. Skilled in data analysis, risk assessment, and investigative techniques. Known for fostering team collaboration and adapting to evolving requirements. Reliable, results-driven, and prepared to make significant impact.
Overview
6
6
years of professional experience
Work History
Transaction Monitoring Analyst
Genpact
04.2024 - Current
- Monitoring of Ongoing Transactions involving:
- Alert analysis based on transaction pattern
- User profile analysis
- Risk analysis
- Cluster profile analysis
- Open source review
- Raising RFI and ensuring timely resolution of alerts by maintaining an organized case management system.
- Post-decision actions
- General risk identification, mitigation & reporting
- Case disposition & Escalation
- SAR filing with recommendations for MLRO with deep dive investigations on high risk accounts
- Developed comprehensive training materials to educate colleagues on transaction monitoring best practices, increasing overall team effectiveness.
Sanction Screening Quality Analyst
Genpact
01.2024 - 03.2024
- Performing analysis of potential matches against sanctions, PEP, Other body lists alerted through sanction screening of customers, transactions & open source reviews
- Review of data against the OFAC watch list & Refinitiv World checklists
- Escalate alerts that raise any potential reporting requirements
- Communication with customers when further information is required as part of reviewing against sanctions list
- Maintain the quality of Production analyst
- Document & record the reviews/findings and prepare case files
- Summarize, in writing, clear and concise findings
- Led root cause analysis initiatives that resulted in significant reduction in recurring defects.
- Analyzed QA processes, pinpointing areas for improvement and boosting team productivity.
- Executed test cases, identifying critical issues and enhancing product stability.
- Analyzed quality and performance data to support operational decision-making.
- Created and revised procedures, checklists and job aids to reduce errors.
- Developed and maintained quality assurance procedure documentation.
Deputy Manager Band II
ICICI Bank Ltd
07.2019 - 01.2024
- Ongoing Transaction Monitoring involves:
- Monitoring and analyzing customer transactions to identify suspicious activity & prevent fraud
- Develop a dashboard that provides real-time visibility into the status of transactions, allowing for faster issue resolution
- KYC Document verification
- Conduct initial Customer Due Diligence for the Onboarding of clients
- Conduct Enhanced Due Diligence on the High-Risk Profiles
- Conduct Ongoing Due Diligence to understand the pattern of transactions, nature of business
- Analysis of Financial statements to understand the Source of Funds/Source of Wealth
- Adherence to Banking & Financial Compliance regulations
Education
Certified Investment Banking Operations Professional - AML/KYC, Securities And Derivatives, End To End Trade Life Cycle of Listed And OTC Products, Functioning of Clearing And Settlement Systems, Asset Management, Risk Management
Imarticus Learning
10-2023
Post Graduation Diploma - Banking
Manipal Academy of Higher Education, MAHE
05-2019
Bachelors of Technology -
University of Engineering & Management
04-2017
Skills
- AML compliance
- Financial crime prevention
- Sanctions screening
- Customer due diligence
- Know your customer
- Transaction Monitoring
- Suspicious activity reporting
Languages
English
Hindi
Bengali
Timeline
Transaction Monitoring Analyst
Genpact
04.2024 - Current
Sanction Screening Quality Analyst
Genpact
01.2024 - 03.2024
Deputy Manager Band II
ICICI Bank Ltd
07.2019 - 01.2024
Certified Investment Banking Operations Professional - AML/KYC, Securities And Derivatives, End To End Trade Life Cycle of Listed And OTC Products, Functioning of Clearing And Settlement Systems, Asset Management, Risk Management
Imarticus Learning
Post Graduation Diploma - Banking
Manipal Academy of Higher Education, MAHE
Bachelors of Technology -
University of Engineering & Management
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