Shakti Bhatia
Lawyer, Tax & Finance Professional
Mexico City,CMX
Work Preference
Summary
Tax, finance, and legal professional with over 7 years of post-qualification experience in direct & indirect taxation, banking & finance, wealth management advisory, regulatory compliance, and litigation. Holds LL.M., LL.B., and MBA (Finance & International Business) with extensive hands-on exposure to mutual funds, securities markets, insurance, banking products, loan documentation, and financial compliance. Demonstrated ability to advise individuals, HNIs, SMEs, and corporates on tax structuring, compliance, dispute resolution, and regulatory matters. Strong cross-functional background combining legal practice, financial markets experience, and consulting exposure, making the profile well-suited for Big 4 firms, banks, NBFCs, wealth management companies, and tax consultancies.
Overview
21
21
years of professional experience
5
5
Certifications
3
3
Languages
10
10
years of post-secondary education
Work History
Advocate – Tax, Banking, Finance & Advisory Practice
Shakti Bhatia & Co.
09.2018 - Current
- Advising clients on direct and indirect taxation, including compliance, assessments, notices, replies, and litigation strategy.
- Handling tax disputes, commercial recovery matters, insurance claims, and financial litigation before Courts and Tribunals.
- Drafting and vetting financial agreements, loan documentation, contracts, settlement deeds, affidavits, pleadings, and legal opinions.
- Providing wealth and investment-linked legal advisory, leveraging prior capital markets experience.
- Advising clients on immigration consultancy matters, including visa documentation, compliance, and procedural guidance.
- Representing clients in family law matters such as divorce, maintenance, custody, and matrimonial settlements.
- Managing client relationships, case strategy, and end-to-end legal execution independently.
Legal Intern (Commercial, Tax & Constitutional Exposure)
Pranav Sapra, Advocate
03.2018 - 08.2018
- Assisted senior counsel in commercial, taxation, constitutional, and family law matters.
- Drafted writ petitions, applications, replies, rejoinders, and affidavits.
- Conducted legal research on banking, finance, tax, and procedural laws.
- Prepared case briefs, notes of arguments, and assisted during court hearings and client conferences.
- Gained practical exposure to High Court procedures and litigation strategy.
Executive Director – Legal, Finance & Compliance
Printers Tech Private Limited
03.2017 - 02.2018
- Headed legal, financial, and compliance functions of the organization.
- Managed contracts, statutory filings, corporate documentation, and regulatory compliance.
- Coordinated with auditors, consultants, and government authorities.
- Assisted promoters in financial planning, compliance management, and risk mitigation.
Territory Sales Manager – Banking Products
I-Process Services (India) Pvt. Ltd. (for ICICI Bank Ltd.)
10.2013 - 12.2013
- Managed Home Loan and Loan Against Security (LAS) portfolios within assigned territory.
- Coordinated with clients, channel partners, and bank officials.
- Ensured KYC, credit documentation, and regulatory compliance as per banking norms.
- Gained strong exposure to banking operations, credit processes, and risk documentation.
Dealer – Securities & Capital Markets
HSBC InvestDirect Securities (India) Ltd.
06.2011 - 08.2011
- Executed equity trades for retail clients.
- Assisted in portfolio management and transaction compliance.
- Ensured adherence to securities market regulations and internal controls.
Advisor – Investment & Portfolio Management
Religare Securities Ltd.
08.2009 - 03.2010
- Provided investment advisory services to retail clients.
- Assisted in portfolio planning and market analysis.
- Ensured compliance with SEBI regulations and internal policies.
Dealer – Equity Markets
India Infoline Ltd.
09.2006 - 05.2007
- Executed equity trades and supported portfolio operations.
- Maintained trading records and ensured compliance requirements.
Assistant Manager (Part-Time)
Growth Investments
02.2005 - 03.2006
- Assisted in investment advisory, client servicing, and documentation.
- Supported senior management in reporting and operations.
Education
LL.M. (Master of Laws) -
Kurukshetra University
Haryana, India 07.2020 - 05.2022
LL.B. -
Geeta Institute of Law
Panipat, India 07.2013 - 05.2016
MBA - Finance & International Business
Institute of Management & Technology
Faridabad, India 07.2007 - 05.2010
Bachelor of Arts -
Dyal Singh College
Karnal, India 07.2003 - 04.2006
Skills
Taxation & Regulatory
Direct Tax Advisory & Compliance
Income Tax Assessments, Appeals & Litigation
Indirect Tax / GST Advisory
Regulatory Filings & Compliance Management
Tax Dispute Resolution & Advisory
Banking, Finance & Wealth
Banking & Finance Law
Home Loans & Loan Against Security (LAS)
Credit & Loan Documentation
Wealth Management & Investment Advisory
Mutual Funds (NISM Certified)
Securities & Capital Markets
Insurance Advisory & Claims
Legal & Advisory
Contract & Agreement Drafting
Commercial & Financial Litigation
Arbitration & Alternative Dispute Resolution
Legal & Financial Due Diligence
Risk Assessment & Compliance Advisory
Other Practice Areas
Immigration Consultancy (Documentation, Compliance & Advisory)
Family Law (Divorce, Maintenance, Custody, Settlements)
Certification
NISM Certified Mutual Fund Distributor – September 2018
Affiliations
- Supreme Court Bar Association, India
- Delhi High Court Bar Association
- Armed Forces Tribunal Bar Association
ACHIEVEMENTS & EXTRA-CURRICULAR
Bronze Medal – Skeet Shooting, North India Level Competition Participant – All-India Microlite Aircraft Flying Competition, Bangalore (DGCA Computer No. P-05020223)
DECLARATION
I hereby declare that the information furnished above is true and correct to the best of my knowledge and belief.
Languages
English
Bilingual or Proficient (C2)
Hindi
Bilingual or Proficient (C2)
Spanish
Beginner (A1)
Software
Zoho CRM
Excel
Word
Tally
Interests
Travelling
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Timeline
LL.M. (Master of Laws) -
Kurukshetra University
07.2020 - 05.2022
Advocate – Tax, Banking, Finance & Advisory Practice
Shakti Bhatia & Co.
09.2018 - Current
Legal Intern (Commercial, Tax & Constitutional Exposure)
Pranav Sapra, Advocate
03.2018 - 08.2018
Executive Director – Legal, Finance & Compliance
Printers Tech Private Limited
03.2017 - 02.2018
Territory Sales Manager – Banking Products
I-Process Services (India) Pvt. Ltd. (for ICICI Bank Ltd.)
10.2013 - 12.2013
LL.B. -
Geeta Institute of Law
07.2013 - 05.2016
Dealer – Securities & Capital Markets
HSBC InvestDirect Securities (India) Ltd.
06.2011 - 08.2011
Advisor – Investment & Portfolio Management
Religare Securities Ltd.
08.2009 - 03.2010
MBA - Finance & International Business
Institute of Management & Technology
07.2007 - 05.2010
Dealer – Equity Markets
India Infoline Ltd.
09.2006 - 05.2007
Assistant Manager (Part-Time)
Growth Investments
02.2005 - 03.2006
Bachelor of Arts -
Dyal Singh College
07.2003 - 04.2006